The
word asthma originates from an ancient Greek word meaning panting.
Essentially, asthma is an inability to breathe properly. When any person
inhales, the air passes into the lungs through progressively smaller
airways called bronchioles. The lungs contain millions of bronchioles, all
leading to alveoli -- microscopic sacs where oxygen and carbon dioxide are
exchanged. Asthma is a chronic condition in which these airways undergo
changes when stimulated by allergens or other environmental triggers that
cause patients to cough, wheeze, and experience shortness of breath (dyspnea).
Asthma appears to have two primary stages: hyperreactivity (also called
hyperresponsiveness) and the inflammatory response.
Hyperreactive
Response
In
the hyperreactive response, smooth muscles in the airways constrict and
narrowing excessively in response to inhaled allergens or other irritants.
It should be noted that the airways in everyone's lungs respond by
constricting when exposed to allergens or irritants, but people without
asthma are able to breathe in deeply to relax the airways and rid the
lungs of the irritant. When asthmatics try to take those same deep
breaths, their airways do not relax and the patients pant for breath.
Smooth muscles in the airways of people with asthma may have a defect,
perhaps a deficiency in a critical chemical that prevents the muscles from
relaxing.
Inflammatory
Response
The
hyperreactive stage is followed by the inflammatory response, in
which the immune systems responds to allergens or other environmental
triggers by delivering white blood cells and other immune factors to the
airways. These so-called inflammatory factors cause the airways to swell,
to fill with fluid, and to produce a thick sticky mucus. This combination
of events results in wheezing, breathlessness, inability to exhale
properly, and a phlegm-producing cough. Inflammation appears to be present
in the lungs of all patients with asthma, even those with mild cases, and
plays a key role in all forms of the disease.
What
Causes Asthma?
The
mechanisms that cause asthma are complex and vary among population groups
and even individuals. Because many asthma sufferers also have allergies,
researchers are investigating the events that occur in both these
conditions. Not all people with allergies have asthma, however, and not
all cases of asthma can be explained by allergic response. Other
contributing causes are being investigated. Asthma is most likely a result
of genetic susceptibility, which probably involves several genes and
various environmental triggers.
The
Allergic Response
In
people who have asthma caused by an allergic response, various airborne
allergens or other triggers set off a cascade of events in the immune
system that lead to inflammation and hyperreactivity in the airways. The
process is not completely understood, but the conductor in this orchestra
of immune factors appears to be subgroups of white blood cells known as
helper T-cells. These subgroups, TH2-cells, and specifically those known
as gamma delta T cells, overproduce interleukins (IL), a subgroup of
immune factors known as cytokines, which are powerful inflammatory agents.
Of special interest are IL 9, IL 5, and IL 13. Interleukin 5, for example,
appears to attract eosinophil cells, which are important players in airway
hyperreactivity. Interleukin 9 stimulates the release of antibodies known
as immunoglobulin E (IgE). During an allergic attack, these antibodies can
bind to various cells in the immune system, including eosinophils,
basophils, and mast cells, which are generally concentrated in the lungs,
skin, and mucous membranes. Once IgE binds to mast cells, these cells are
programmed to release a number of chemicals, particularly those known as
leukotrienes, that cause inflammatory changes in the airways of the lungs,
including narrowing of the airways, mucus production, and stimulation of
nerve endings in the airway lining.
Common
Allergens. An asthma attack can
be induced by direct irritants to the lung such as animal dander, pollen,
molds, and fungi. The primary allergens that trigger asthma in the home
are dust mites, specifically mite feces, which are coated with enzymes
that contain a powerful allergen. Cockroaches are also major asthma
triggers and may reduce lung function even in people without a history of
asthma. The connection between asthma and nonseasonal or seasonal allergic
rhinitis (hay fever or rose fever caused by pollen allergies) is unclear.
They often coexist together, and although most people with asthma have a
history of allergic rhinitis, only 1% to 20% of children with allergic
rhinitis actually develops asthma. It is likely that the two conditions
have a common cause rather than one causing the other.
Pollution
and Cigarette Smoking. Air
pollution has been associated with the development of asthma and
asthma-related hospitalization. Specific pollutants targeted for their
role in triggering asthma include diesel fumes, sulfur dioxide from power
and paper industries, and nitrogen dioxide from exhaust and gas ovens.
There are conflicting reports on the effects of ozone levels; recent
studies indicate that high levels do not appear to increase the risk for
hospitalization from asthma attacks. Cigarette smoke can accelerate the
decline in lung function related to asthma. Studies also show that even
exposure to secondhand smoke can double the risk of asthma-related
emergency room visits.
Food
Allergies. Although 67%
of asthmatics believe their symptoms are aggravated by food allergies,
studies indicate that this belief may be true in only 5% of cases. The
primary suspects are monosodium glutamate, or MSG, (found in some canned
soups, cheese, and certain vegetables) and sulfites (preservatives in wine
and foods that include processed frozen potatoes and tuna). Contrary to
what many believe, dairy products do not appear to exacerbate asthma
symptoms in people who are not already allergic to them.
Occupational
Triggers. An
estimated 15% to 20% of adult-onset asthma cases are caused by
occupational exposure to chemical triggers. Occupational asthma may occur
after a prolonged period of exposure or it may develop suddenly following
intense exposure to chemicals, often chlorine and ammonia (see Who
Gets Asthma, below).
Other
Triggers. Cold air,
thunderstorms, and extreme emotion are also known to aggravate asthma
symptoms. Certain medications can trigger asthma attacks, such as aspirin
and beta-blockers.
Genetic
Factors
About
one third of all persons with asthma share the problem with another member
of their immediate family. Genetic factors appear to play a more important
role than common environmental factors in such families, and the condition
may be more likely to be passed to children from the mother than from the
father. One study also reported that the risk of having an asthmatic child
was six times higher if both parents had a history of asthma than if just
one had the disease. One study found that specific genetic regions
increase the risks for asthma in different ethnic populations, including
African Americans, Hispanics, and Caucasians.
Exercise-Induced
Asthma
In
40% to 90% of people with asthma, exercise will trigger coughing,
wheezing, or shortness of breath. Exercise-induced asthma (EIA), however,
is triggered only by exercise and is distinct from ordinary allergic
asthma; some people have EIA-induced asthma alone, while others have both
types. It occurs most often in children and young adults with asthma and
is distinct from ordinary allergic asthma. People can have one or both
types. Although exercise-induced asthma has the same symptoms as allergic
asthma, it is not dangerous and does not require hospitalization. EIA
occurs most often during intense exercise in cold dry air. There is some
evidence that patients with EIA may also experience an asthmatic response
hours after physical activity; more research is needed to confirm this.
Infections
The
organisms Chlamydia pneumoniae, Mycoplasma pneumoniae,
adenovirus, and respiratory syncytial virus are major causes of
respiratory infections and are becoming important suspects in many cases
of severe adult-onset asthma. In one study, patients whose asthma was
initiated after infections had a more severe condition than those whose
asthma was due to other causes, but asthma caused by infections did not
last as long (5.6 years compared to 13.3 years). Recently, a study
reported that antibiotic treatment in childhood was highly associated with
both later asthma and hay fever. Such a finding may support the role of
infections as a cause of asthma or it may mean that antibiotics themselves
directly affect the immune system.
Hormones
Hormones
or changes in hormone levels appear to play a role in the severity of
asthma in women. Between 30% and 40% of women with asthma experience
fluctuations in severity that are associated with their menstrual cycle.
One study indicated that such women tend to be older, have had asthma
longer, and have more severe asthma than those whose asthma is not related
to their periods. Their severe asthma attacks are likely to occur three
days before and four days into the menstrual period. Oral contraceptives
may help such asthma sufferers by leveling out hormonal changes. However,
in postmenopausal women, hormone-replacement therapy, both with and
without progesterone, poses twice the risk for late-onset asthma. During
pregnancy, one-third of asthmatic women suffers more from the condition,
one-third suffers less, and the other third experience no difference in
severity. One interesting recent study suggests that expectant asthmatic
mothers carrying a female baby tend to have more severe symptoms than do
those who are bearing a male.
Contributing
Medical Conditions
GERD.
Gastroesophageal reflux disease (GERD),
the cause of heartburn, is common in many asthmatic patients. A
constellation of irritable bowel syndrome, asthma, and gastroesophageal
reflux disease also occurs in some people. GERD may cause asthma by
spilling acid into the airways, which triggers a hyperreactive response.
GERD may be suspected in patients who do not respond to asthma treatments,
whose asthma attacks follow episodes of heartburn, or whose attacks are
worse after eating or exercise. People with asthma associated with GERD
may be at risk for long-term erosion of the esophagus.
Sinusitis.
Almost half of children and adults with allergic asthma have sinus
abnormalities, and in various studies between 17% and 30% of asthmatic
patients develop true sinusitis. The presence of sinusitis, however, does
not appear to increase the severity of asthma.
Who
Gets Asthma?
Asthma
affects 5% to 10% of the world's population, and research indicates that,
in the U.S., the prevalence of asthma is greatly increasing in all age
groups except older men. More than 17 million Americans have asthma, and
the number of cases increased by 75% between 1980 and 1994. Other
respiratory diseases, sinusitis, and ear infections are also on the rise,
suggesting that airborne or environmental factors may be at work that
affect all of these conditions, including asthma. Asthma occurs before the
age of 15 more often in males, but it may be more common in girls after
puberty. White women are at much greater risk of death than white men and
the disparity is increasing. About 90% of U.S. deaths from asthma occur
among the elderly, the majority of whom are women. Some encouraging news
includes reports of a general leveling off of asthma deaths in America
since 1989 and a decline in British asthma deaths over the past decade.
Ethnicity
and Socioeconomic Factors
In
addition to the elderly, the people at highest risk for severe asthma and
death are the urban poor. The U.S. death rate from asthma increased
between 1977 and 1994 from 1.5 to 3.7 per 100,000 African Americans and
0.5 to 1.2 per 100,000 whites. About 6.1% of African-Americans have asthma
compared to 5% of whites. African-Americans are three times as likely as
whites to die of the disease. A number of studies indicate that these
higher rates are more likely to be due to socioeconomic differences --
particularly to lower literacy levels or living in the city -- rather than
any genetic factors. To confound matters, however, regardless of
socioeconomic factors, asthma rates and hospitalizations are dramatically
higher in New York Puerto Ricans than in Hispanic-Americans who live in
Los Angeles or the Southwest, indicating that other factors are at
involved.
Occupations
Highly
trained athletes, including long-distant runners and, particularly,
swimmers, appear to be more susceptible to asthma. (About 10% of US
athletes who participated in the 1996 Olympics were asthmatic). Any worker
exposed to occupational triggers may be at risk for asthma, including
nonsmokers and people with no previous allergies. It is impossible to list
all potential occupational allergens in this report that can affect
workers. A few of the chemicals and substances that are particularly
problematic include: isocyanates used in the manufacture of polyurethane,
paints, steel, and electronics; trimellitic anhydrides (TMA) used in many
plastics and epoxies; western red cedar, oak, redwood, and mahogany; metal
salts (platinum, nickel, and chrome) and metal working fluids; vegetable
dusts (soybeans, grains, flour, cotton, and gums); biologic agents (Bacillus
subtilis, pancreatic enzymes); xylanase used in the baking industry;
pharmaceutical agents (penicillin, phenylglycine acid chloride); and red
dye made from cochineal insect. Workers in these industries and others,
including farmers, hair dressers, and those who work in the garment
industries, are at risk for asthma. Studies have been conflicting over
whether professional drivers are at increased risk. People who develop
occupational asthma may experience asthmatic symptoms for years, even
after avoiding the harmful agents, although improvement occurs over time
in most people who leave such jobs.
Obesity
In
both adults and children, the incidence of obesity has been increasing in
parallel with the rise in asthma over recent years. One study reported a
strong association between the two conditions, but it is not clear if one
causes the other. Some experts suggest that excess weight pressing on the
lungs can cause a hyperreactive response. Others believe that asthma
itself inhibits physical activity which in turn produces weight gain